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Karen Frances Reynolds

Hightower Securities, LLC

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About Karen Frances Reynolds

Karen Frances Reynolds is a financial professional with over 30 years of experience in the financial services industry. Karen holds multiple licenses and designations including Series 7, 24, 63, 65, 8 and 99TO. Karen is currently registered with Hightower Securities, LLC and has previously been associated with firms such as Inland Securities Corporation, Correll Co. Investment Services Corp., and Quick & Reilly, Inc. Karen is licensed in Illinois and has been serving clients since 1991.

Firm Information

Karen Reynolds is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Reynolds’s Registration & Firm History

IL

06/27/2016 - Present

Hightower Securities, LLC (CHICAGO IL)

IL

03/05/2007 - 08/18/2015

INLAND SECURITIES CORPORATION (OAK BROOK IL)

IL

10/20/2004 - 02/28/2007

CORRELL CO. INVESTMENT SERVICES CORP. (HICKORY HILLS IL)

NY

09/24/1987 - 11/19/2001

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/05/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 11/11/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/10/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Frances Reynolds.
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