Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Farinascamacho is an active financial advisor. Karen has over 10 years of experience in the financial services industry. Karen currently is registered with UBS Financial Services Inc. and holds a Series 7, Series 63, and SIE licenses. Karen has previously worked with Citigroup Global Markets Inc., Morgan Stanley and Santander Securities LLC. Karen specializes in providing financial planning, portfolio management, and investment services to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/22/2022 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
12/20/2021 - 06/07/2022
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/01/2015 - 12/06/2021
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
08/04/2014 - 03/18/2015
MORGAN STANLEY (CORAL GABLE FL)
FL
08/10/2012 - 08/07/2014
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
09/19/2011 - 08/08/2012
SANTANDER SECURITIES LLC (MIAMI FL)
BC
Issued 06/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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