Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Relyea is a financial advisor who has been in the industry since 2006. She is currently registered with Raymond James & Associates, Inc. Karen has a history of working for firms like Wells Fargo Clearing Services, LLC, and Citigroup Global Markets Inc. Karen's experience includes working with a variety of clients, including high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Karen is a Series 7 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/19/2023 - Present
Raymond James & Associates, Inc. (SPRING HILL FL)
FL
05/23/2013 - 06/30/2023
WELLS FARGO CLEARING SERVICES, LLC (TRINITY FL)
NY
03/14/2008 - 05/10/2013
WELLS FARGO ADVISORS, LLC (DEWITT NY)
NY
01/13/2006 - 03/27/2008
CITIGROUP GLOBAL MARKETS INC. (SYRACUSE NY)
BC
Issued 02/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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