Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Neal is a financial advisor with Fidelity Brokerage Services LLC. Karen has been in the industry since November 28, 2006. Karen has a Series 63, Series 7, Series 9, and Series 10 license and is registered with the state of Texas. Karen's office is located at ONE DESTINY WAY, WESTLAKE, TX 76262.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/28/2006 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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