Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Elizabeth Lund is a financial advisor with over 25 years of experience in the industry. Karen is currently registered with LPL Financial LLC and has previously been registered with M&T Securities, Inc. and CitiCorp Investment Services. Karen holds Series 6, 7, 24, 52TO, 53, 63, and 65 licenses. Karen is a licensed advisor in New York and has a broad range of experience working with individual investors and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2021 - Present
LPL Financial LLC (BUFFALO NY)
NY
04/26/2007 - 06/09/2021
M&T SECURITIES, INC. (Buffalo NY)
NY
07/03/2006 - 04/17/2007
M&T SECURITIES, INC. (HAMBURG NY)
NY
12/16/2003 - 07/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
05/14/1997 - 11/13/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
08/14/1996 - 05/21/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/20/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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