Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Elizabeth Hemphill is a registered representative with Morgan Stanley. Karen has been in the industry since January 14, 2008, and holds the Series 63, Series 66, Series 7 and SIE licenses. Karen is registered in 42 states for Broker-Dealer services and 3 states for Investment Advisor services. Karen is also an independent contractor for Berlitz, providing language learning services, and Shorenstein Management Company and Piedmont Office Realty, providing art/culture, civic/religious/community services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
03/26/2020 - Present
Morgan Stanley (Minneapolis MN)
CT
11/17/1993 - 10/17/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
05/18/1992 - 12/01/1993
NWNL NORTHSTAR DISTRIBUTORS, INC. (STAMFORD CT)
MN
03/14/1991 - 02/14/1992
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NY
05/20/1986 - 10/03/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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