Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Elizabeth Frankfort is an investment advisor representative who has been in the financial services industry since 1999. Karen is currently registered with U.S. Capital Wealth Advisors, LLC, which is an investment advisor. Karen also has experience with UBS Financial Services Inc., Oppenheimer & Co. Inc., American General Distributors, Inc., Goldk Investment Services, Inc., and AIM Distributors, Inc. Karen's areas of specialization include: financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Karen is registered in 29 states as well as with the state of Texas for investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
08/04/2006 - 06/05/2014
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
05/13/2005 - 08/08/2006
OPPENHEIMER & CO. INC. (HOUSTON TX)
TX
09/22/2003 - 05/11/2005
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
MA
01/10/2003 - 07/30/2003
GOLDK INVESTMENT SERVICES, INC (BOSTON MA)
TX
12/10/1998 - 12/09/2002
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 06/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2007
Series 3 - National Commodity Futures Examination
BC
Issued 03/31/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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