Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Brady is a financial advisor with over 38 years of experience in the industry. Karen is currently registered with LPL Financial LLC, in San Diego, CA. Karen has a history of working for a variety of financial institutions, including Wedbush Securities Inc., First Wall Street Corp., GNA Securities, Inc., and Smith Barney, Harris Upham & Co., Incorporated. Karen has a strong background in financial planning, portfolio management, and other advisory services. Karen holds Series 7 and Series 63 licenses, as well as the Series 65 license. Karen is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/20/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/02/2009 - 04/04/2023
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
02/15/1994 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
VA
05/30/1991 - 12/22/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
12/21/1989 - 06/03/1991
CORPORATE BENEFIT SECURITIES, INC. (MISSION VIEJO CA)
CA
07/26/1988 - 11/28/1989
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
12/19/1984 - 08/02/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/09/1984 - 12/19/1984
DEAN WITTER REYNOLDS INC.
NA
03/22/1983 - 06/21/1983
DETWILER, RYAN & CO., INC.
IA
Issued 08/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Karen Brady is the right advisor for you? Invested Better is here to help.
