Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Friedman is a financial advisor with over 37 years of experience in the financial services industry. Karen is currently registered with LPL Financial LLC and holds Series 7, Series 63, and Series 65 licenses. Karen is also a Certified Financial Planner (CFP®). Karen has a broad range of experience, having previously worked with Oppenheimer & Co. Inc. and CIBC World Markets Corp. Karen provides financial advice to a variety of clients, including individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/17/2024 - Present
LPL Financial LLC (Floral Park NY)
NY
11/25/2019 - 06/21/2024
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/20/2003 - 07/05/2019
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/03/1992 - 01/31/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/20/1986 - 08/11/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Karen Friedman is the right advisor for you? Invested Better is here to help.
