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Karen E Boyne

Neuberger Berman BD LLC

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About Karen E Boyne

Karen Boyne is a registered investment advisor representative with Neuberger Berman BD LLC. Karen has been in the industry since 1996 and holds the Series 7, Series 31, Series 63 and Series 65 licenses, as well as the SIE exam. Karen has worked with Neuberger Berman, LLC since July 2007 and holds registrations in 32 states and two for Investment Advisor. Karen is registered as an investment advisor representative in Illinois and New York. Karen is also registered as a broker-dealer in Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, Virginia, Washington, Wisconsin and Wyoming.

Firm Information

Karen Boyne is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Boyne’s Registration & Firm History

IL

03/29/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

NY

05/19/1997 - 03/01/2007

DEAM INVESTOR SERVICES, INC. (NEW YORK NY)

MA

07/09/1996 - 04/16/1997

LONG GROVE TRADING CO. (BOSTON MA)

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Licenses & Designations

IA

Issued 12/14/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2013

Series 31 - Futures Managed Funds Examination

BC

Issued 07/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karen E Boyne.
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