Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Dreessen Higgins has been working in the financial industry since August 14, 1986. Karen is a registered Investment Advisor Representative with Ameriprise Financial Services, LLC. Karen is licensed to conduct business in several states, including Virginia, Texas and others. Karen’s experience includes roles at Wells Fargo Advisors, LLC, UBS Financial Services Inc., and Smith Barney Inc. Prior to working at these firms, Karen was registered with J.C. Bradford & Co. and Lehman Brothers Inc. Karen holds FINRA Series 3, 7, 8, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
04/30/2015 - Present
Ameriprise Financial Services, LLC (RICHMOND VA)
VA
03/17/2006 - 05/07/2015
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
VA
08/14/2000 - 03/30/2006
UBS FINANCIAL SERVICES INC. (RICHMOND VA)
NY
03/02/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
07/31/1993 - 03/13/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/21/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/03/1986 - 02/06/1987
WHEAT, FIRST SECURITIES, INC.
IA
Issued 04/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1992
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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