Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Doering is a financial advisor who has been in the industry since 1983. Karen is a registered representative with Wells Fargo Advisors Financial Network, LLC and holds Series 7, 8, 14, 24, 31 and 63 securities licenses. Karen is also a registered investment advisor and holds a Series 65 license. Karen has worked for a number of firms over the years including Wells Fargo Clearing Services, LLC, Donaldson, Lufkin & Jenrette Securities Corporation, William K. Woodruff & Company Incorporated, Harris Associates, Inc., and A.G. Becker Incorporated. Karen has been with Wells Fargo Advisors LLC since 2009. Karen specializes in providing investment advice to high-net-worth individuals, corporations, and other businesses. Karen is also a member of the Investment Committee of Concordia University Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
02/05/2020 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
05/22/1991 - 12/11/2019
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
NJ
09/15/1988 - 01/11/1991
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/30/1985 - 09/13/1988
WILLIAM K. WOODRUFF & COMPANY INCORPORATED
NA
04/27/1983 - 11/05/1985
HARRIS ASSOCIATES, INC.
NA
12/10/1981 - 09/13/1982
A. G. BECKER INCORPORATED
IA
Issued 08/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/1992
Series 14 - Compliance Officer Examination
BC
Issued 07/02/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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