Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Hawley has been in the financial industry for over 38 years. Karen is currently registered as a Registered Representative and an Investment Advisor Representative at Cambridge Investment Research Advisors, Inc. in Temple, Texas. Karen has a Series 6 and Series 63 license and is also a Chartered Financial Consultant. Previously, Karen worked at Nationwide Securities, LLC and 1717 Capital Management Company, also in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
01/03/2013 - Present
Cambridge Investment Research Advisors, Inc. (Temple TX)
TX
08/01/2008 - 11/07/2012
NATIONWIDE SECURITIES, LLC (BELTON TX)
TX
06/06/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (TEMPLE TX)
TX
05/28/2003 - 10/22/2007
NATIONWIDE SECURITIES, INC. (TEMPLE TX)
NJ
06/08/1983 - 02/07/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 07/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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