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Karen Degro

Herbert J. Sims Capital Management, Inc.

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About Karen Degro

Karen Degro is an investment advisor representative of Herbert J. Sims Capital Management, a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. Karen Degro's firm primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Karen Degro has been in the industry since 2005 and is licensed to conduct business in Florida and Puerto Rico. Karen Degro began her association with Herbert J. Sims Capital Management in September 2023.

Firm Information

Karen Degro is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Degro’s Registration & Firm History

FL

10/17/2023 - Present

Herbert J. Sims Capital Management, Inc. (Boca Raton FL)

CA

01/01/2006 - 10/03/2023

UBS FINANCIAL SERVICES INC. (PALO ALTO CA)

PR

01/01/2006 - 10/19/2021

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)

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Licenses & Designations

IA

Issued 04/29/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 01/11/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 18 public disclosures for Karen Degro. Review regulatory record here.
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