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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Chenn Levy is a financial advisor with over 20 years of experience in the industry. She is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Karen has a wide range of experience with various financial products and services, including securities, futures, and managed funds. She has also held positions at Morgan Stanley, Morgan Stanley Smith Barney, and Bank of America, N.A. Karen is dedicated to providing clients with personalized financial advice and services that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/16/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
06/01/2009 - 10/19/2015
MORGAN STANLEY (JERICHO NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
02/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
08/03/2001 - 02/12/2007
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
BOTH
Issued 12/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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