Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Cathleen Hurt Mahan has been in the financial services industry since October 11, 2005. Karen is currently a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC, located in Lombard, Illinois. Karen is licensed to provide financial services in 22 states. Prior to Cetera Investment Advisers LLC, Karen worked at DWS Investments Distributors, Inc. and Morgan Stanley DW Inc. Karen holds the Series 66, SIE, Series 31 and Series 7 licenses. Karen is a member of FINRA and has several years of experience in investment advisory services, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/23/2023 - Present
Cetera Investment Advisers LLC (LOMBARD IL)
IL
06/09/2006 - 12/31/2008
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
NY
06/29/2005 - 04/18/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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