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Karen Carnes

South Street Securities LLC

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About Karen Carnes

Karen Carnes is a registered representative with South Street Securities LLC. Karen has been in the securities industry since December 11, 2012. Karen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and Series 63 licenses. Karen is also registered in 53 states. Karen was previously registered with BOK Financial Securities, Inc. in Little Rock, AR.

Firm Information

Karen Carnes is currently registered with South Street Securities LLC. South Street Securities LLC is a Limited Liability Company that was formed on March 1, 2001. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Carnes’s Registration & Firm History

AR

04/13/2019 - Present

South Street Securities LLC (Little Rock AR)

AR

12/12/2012 - 04/16/2019

BOK FINANCIAL SECURITIES, INC. (LITTLE ROCK AR)

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Licenses & Designations

BC

Issued 01/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Carnes.
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