Unclaimed
Karen Carnes is a registered representative with South Street Securities LLC. Karen has been in the securities industry since December 11, 2012. Karen is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and Series 63 licenses. Karen is also registered in 53 states. Karen was previously registered with BOK Financial Securities, Inc. in Little Rock, AR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
04/13/2019 - Present
South Street Securities LLC (Little Rock AR)
AR
12/12/2012 - 04/16/2019
BOK FINANCIAL SECURITIES, INC. (LITTLE ROCK AR)
BC
Issued 01/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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