Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Vining is an investment advisor representative who has been in the financial services industry since 1984. Karen is currently a partner at Incompass Financial Partners, LLC in Marietta, GA. Karen previously worked at Triad Advisors, LLC, Royal Alliance Associates, Inc., Keogler, Morgan & Company, Inc., Marshall & Co. Securities, Inc., Bear, Stearns & Co. Inc., The Stuart-James Company, Inc., and Norris & Hirshberg, Inc. Karen has a wide range of experience in the financial services industry and is committed to providing her clients with the highest level of service. Karen is a dedicated financial professional with a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
06/25/2022 - Present
Incompass Financial Partners, LLC (MARIETTA GA)
GA
07/02/1998 - 08/23/2024
TRIAD ADVISORS LLC (MARIETTA GA)
AZ
01/31/1997 - 07/02/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
01/26/1989 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
01/21/1988 - 02/06/1989
MARSHALL & CO. SECURITIES, INC.
NA
02/23/1987 - 02/01/1988
BEAR, STEARNS & CO. INC.
NA
10/18/1984 - 03/12/1987
THE STUART-JAMES COMPANY, INC.
NA
08/21/1984 - 10/25/1984
NORRIS & HIRSHBERG, INC.
IA
Issued 11/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Karen Vining is the right advisor for you? Invested Better is here to help.
