Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Cagnina is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Newton, MA. Karen has been in the securities industry since 1998 and has been registered with Merrill Lynch since 2010. Karen has a variety of licenses and registrations, including Series 7, Series 63, and SIE. Karen works with a variety of clients, including individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/22/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
MA
03/04/2003 - 08/30/2007
LINSCO/PRIVATE LEDGER CORP. (LEXINGTON MA)
PA
08/20/2001 - 06/17/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
12/22/2000 - 07/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
04/04/2000 - 12/20/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
05/26/1999 - 03/08/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MA
05/22/1996 - 05/05/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 06/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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