Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Woolridge-dale is a financial professional with over 20 years of experience in the financial services industry. Karen is currently registered with ADP Broker-Dealer, Inc. Karen has also been registered with NYLIFE SECURITIES INC. and PRUCO SECURITIES CORPORATION in the past. Karen holds the Series 6, Series 63, and SIE licenses. Karen is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/06/2000 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
03/01/2000 - 08/22/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
01/26/1999 - 05/06/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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