Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Bermudez is a registered representative with Morgan Stanley. Karen has been in the financial services industry for over 20 years and holds licenses for both securities and investment advisory services. Karen has worked at several firms in the industry including E*TRADE SECURITIES LLC, Jefferies & Company, Inc. and Credit Suisse Securities (USA) LLC. Karen holds Series 7, 24, 52, 53, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2020 - Present
Morgan Stanley (New York NY)
NJ
07/22/2010 - 03/28/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
12/23/2008 - 01/12/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/17/2003 - 01/30/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/02/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
08/07/2000 - 04/17/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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