Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Heintz is a financial advisor at Robert W. Baird & Co. Inc. with over 25 years of experience in the industry. Karen has worked in the financial industry since 1996 and has held numerous positions at different firms. Karen has a broad range of experience, having worked with clients from individuals to corporations to government entities. Karen is licensed to provide advisory services in Minnesota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
11/15/2018 - Present
Robert W. Baird & Co. Inc. (EDINA MN)
MN
08/12/2006 - 11/02/2012
UBS FINANCIAL SERVICES INC. (ST PAUL MN)
MN
06/25/2004 - 08/12/2006
PIPER JAFFRAY & CO. (BLOOMINGTON MN)
NY
03/02/1998 - 07/20/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/31/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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