Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Auslender Klein is a financial advisor with Voya Financial Advisors, Inc. Karen has been a financial advisor since May 7, 1991. Karen has been registered in Connecticut since January 3, 2011. Karen has held previous positions with ING FINANCIAL ADVISERS, LLC and AETNA LIFE INSURANCE AND ANNUITY COMPANY. Karen holds Series 6, SIE, and Series 63 securities licenses. Karen specializes in financial planning, portfolio management, and educational seminars. Karen's services are available to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/03/2011 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
05/08/1991 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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