Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Stephens is a financial advisor with over 28 years of experience in the industry. She works with clients in Rio Verde, Arizona and specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Karen is licensed to provide financial advice in Arizona, California, and Colorado. Karen is a registered representative of Avantax Advisory Services. Karen also owns Karen A Stephens, CPA which provides tax and financial consulting and tax preparation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
AZ
02/16/2021 - Present
Avantax Advisory Services (Rio Verde AZ)
CO
11/21/2016 - 07/08/2020
PROEQUITIES, INC. (DENVER CO)
IA
Issued 02/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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