Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Reynolds-sharkey is a registered investment advisor representative with City National Securities, Inc.. Karen has been in the financial services industry since 1997. Before joining City National Securities, Inc. Karen was a registered representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Karen holds FINRA Series 7, 9, 10, 24, 63 and 65 licenses. Karen's firm, City National Securities, Inc. is a full-service investment firm that offers a wide range of financial services, including investment management, financial planning, and retirement planning. City National Securities, Inc. has approximately $1 billion to $10 billion in assets under management. The firm specializes in serving high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Karen's focus is on providing personalized financial advice and investment strategies that are tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
04/01/2021 - Present
City National Securities, Inc. (Los Angeles CA)
NY
02/01/2010 - 11/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/01/2008 - 04/24/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/01/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/24/1999 - 04/25/2000
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
08/07/1996 - 04/22/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 03/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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