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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Anne Punda is a financial advisor with Cetera Investment Advisers LLC. Karen has been in the financial services industry since 2002. Karen is licensed to offer financial advice in Illinois. Karen has been associated with Cetera Investment Advisers LLC since 2005. Karen has been registered with the state of Illinois as a securities agent and as an investment adviser representative. Karen holds Series 6, 7, 63 and 65 securities licenses. Karen's areas of expertise include financial planning, pension consulting, and educational seminars. Karen has experience working with individuals, families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
03/10/2005 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
IL
01/21/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
IL
02/10/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (SCHAUMBURG IL)
IL
09/09/2015 - 11/01/2017
GIRARD SECURITIES, INC. (SCHAUMBURG IL)
IL
02/10/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (Schaumburg IL)
IL
09/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (Schaumburg IL)
IL
02/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (SCHAUMBURG IL)
IL
02/10/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (SCHAUMBURG IL)
NJ
06/16/2000 - 10/11/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 6/25/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/2005
Series 7 - General Securities Representative Examination
BC
Issued 6/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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