Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Anne Punda has been in the financial industry since 2002. Karen is currently registered with Cetera Investment Advisers LLC and is based in Schaumburg, Illinois. Karen has also previously been registered with several other firms including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, VSR Financial Services, Inc., Investors Capital Corp., and J.P. Turner & Company, L.L.C.. Karen holds a Series 6, Series 7, Series 63, and Series 65 licenses and has been a registered representative for over 20 years. Karen offers a variety of financial services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/10/2005 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
IL
01/21/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
IL
02/10/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (SCHAUMBURG IL)
IL
09/09/2015 - 11/01/2017
GIRARD SECURITIES, INC. (SCHAUMBURG IL)
IL
02/10/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (Schaumburg IL)
IL
09/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (Schaumburg IL)
IL
02/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (SCHAUMBURG IL)
IL
02/10/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (SCHAUMBURG IL)
NJ
06/16/2000 - 10/11/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 06/25/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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