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Karen Anne Perlich

Raymond James Financial Services, Inc.

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About Karen Anne Perlich

Karen Perlich is a registered representative with Raymond James Financial Services, Inc. Karen has been in the financial services industry since October 29, 2003. Karen is registered with the state of Oregon and holds the following licenses: Series 66, SIE, and Series 7. Karen is located in Stayton, OR.

Firm Information

Karen Perlich is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Perlich’s Registration & Firm History

OR

10/30/2003 - Present

Raymond James Financial Services, Inc. (STAYTON OR)

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Licenses & Designations

BOTH

Issued 02/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Anne Perlich.
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