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Karen Anne Numi

UMB Financial Services, Inc.

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About Karen Anne Numi

Karen Numi is a financial advisor with UMB Financial Services, Inc., and has been in the industry since January 2002. Karen has a strong background in financial planning and portfolio management. Karen is a Certified Financial Planner™ professional and holds Series 63, 65, and 7 licenses. Karen is registered in multiple states, including Arizona, California, Florida, Illinois, Kansas, Kentucky, Missouri, and Oklahoma. Karen also has experience working with insurance products and services through UMB Insurance and investment management services through UMB Bank. Karen is dedicated to providing her clients with personalized financial advice and services to help them achieve their financial goals.

Firm Information

Karen Numi is currently registered with UMB Financial Services, Inc.. UMB Financial Services, Inc. is a corporation that provides investment advisory services to individuals and businesses. The firm has been in operation since 1985 and is headquartered in Kansas City, Missouri. UMB Financial Services, Inc. offers a range of services, including financial planning, portfolio management, and wrap fee programs. The firm is registered with the SEC and is also registered in 52 states.
UMB Financial Services, Inc.

928 GRAND BLVD

KANSAS CITY, MO 64106

$730,778

Assets Under Management

1,301

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Numi’s Registration & Firm History

MO

06/12/2020 - Present

UMB Financial Services, Inc. (CLAYTON MO)

IL

06/27/2008 - 09/11/2017

SWBC INVESTMENT SERVICES, LLC (EDWARDSVILLE IL)

MO

01/17/2002 - 06/24/2008

UMB FINANCIAL SERVICES, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 01/25/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/27/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Anne Numi.
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