Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Cacioppo is a financial advisor with over 27 years of experience in the industry. Karen has been registered with Morgan Stanley since October 2015 and is a registered representative in New Jersey, New York and Texas. Karen has previously worked for Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. Karen holds the Series 7, 24, 63 and 66 licenses and has a strong track record of success in providing financial advice to clients. Karen is committed to helping clients achieve their financial goals and providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/02/2020 - Present
Morgan Stanley (Garden City NY)
NY
11/27/2013 - 11/05/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
MD
06/04/2003 - 10/04/2012
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
NY
01/13/2001 - 10/23/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
11/30/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karen Cacioppo is the right advisor for you? Invested Better is here to help.
