Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Wintering is an investment advisor representative at Truist Advisory Services, Inc. Karen has been in the industry for 29 years and has a wide range of experience. Karen is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority. Karen is a qualified professional who is dedicated to providing her clients with the highest level of service. Karen's previous experience with Wachovia Securities, LLC, McDonald Investments Inc., Raymond James & Associates, Inc., Wachovia Brokerage Service, McDonald & Company Securities, Inc., Investech Capital Corporation, and Carnegie Fund Distributors, Inc. provides Karen with a deep understanding of the financial markets and a strong commitment to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/13/2017 - Present
Truist Advisory Services, Inc. (HOLLY SPRINGS GA)
GA
12/02/2003 - 08/22/2008
WACHOVIA SECURITIES, LLC (ROSWELL GA)
MO
02/17/2003 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
OH
10/02/2000 - 03/29/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
FL
04/09/1999 - 10/09/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NC
10/06/1997 - 04/13/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
OH
04/06/1993 - 09/08/1997
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
AL
12/09/1991 - 04/14/1993
INVESTECH CAPITAL CORPORATION (BIRMINGHAM AL)
OH
06/05/1989 - 12/19/1989
CARNEGIE FUND DISTRIBUTORS, INC. (CLEVELAND OH)
BOTH
Issued 12/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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