Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Warner is a financial professional with over 19 years of experience in the financial services industry. Karen has experience working with high-net-worth individuals, corporations, and other businesses, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles. Karen currently holds licenses as a Registered Representative with Fifth Third Securities, Inc. and as an Investment Advisor Representative with Fifth Third Securities, Inc. Karen has previously worked with firms such as J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MI
11/25/2024 - Present
Fifth Third Securities, Inc. (STERLING HEIGHTS MI)
MI
02/25/2019 - 06/19/2019
J.P. MORGAN SECURITIES LLC (TROY MI)
MI
01/05/2018 - 05/15/2018
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
03/04/2014 - 12/19/2017
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM MI)
MI
11/20/2008 - 03/10/2014
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
11/21/2005 - 11/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
NY
01/24/2003 - 03/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 8/4/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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