Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Ann Walsh has been in the financial services industry since May 1998 and is currently registered with Strategic Blueprint, LLC. Karen has previously worked with a number of financial institutions including Triad Advisors LLC, LPL Financial LLC, Commonwealth Financial Network, Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., Hennion & Walsh, Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Karen holds Series 7, 24, 63, and 65 licenses and is registered with the state of North Carolina as an Investment Advisor Representative and Broker-dealer. Karen is specializes in providing financial planning, portfolio management, and family office services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Family office fees, endorsements
1
2
NC
02/12/2025 - Present
Strategic Blueprint, LLC (Wilmington NC)
NC
11/17/2014 - 08/23/2024
TRIAD ADVISORS LLC (Wilmington NC)
NC
07/29/2009 - 11/17/2014
LPL FINANCIAL LLC (WILMINGTON NC)
NC
06/12/2008 - 04/02/2009
COMMONWEALTH FINANCIAL NETWORK (WILMINGTON NC)
NJ
07/31/2007 - 05/07/2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FORT LEE NJ)
NJ
05/04/2004 - 07/31/2007
RYAN BECK & CO. (FORT LEE NJ)
NJ
04/21/2004 - 04/22/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
MO
07/01/2003 - 04/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/18/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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