Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Masker is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over $10 billion - $50 billion in assets under management. Karen is licensed in multiple states including New York, Florida, and California. Karen has been in the financial services industry since 2003, and has experience in portfolio management for both individuals and businesses. Karen is also registered with the Financial Industry Regulatory Authority (FINRA), and is a Series 7, Series 31, and Series 63 licensed professional. Karen holds the SIE designation. Prior to joining Wells Fargo Clearing Services, LLC, Karen was employed at Morgan Stanley and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/09/2019 - Present
Wells Fargo Clearing Services, LLC (DEWITT NY)
NY
06/01/2009 - 05/14/2019
MORGAN STANLEY (SYRACUSE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SYRACUSE NY)
NY
06/19/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SYRACUSE NY)
BC
Issued 09/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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