Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Graham is a registered representative with Nationwide Investment Services Corp. Karen has been in the financial industry since August 3, 1998. Karen has held licenses with several firms in the past, including Transamerica Capital, Inc., ProEquities, Inc., Federated Securities Corp., Fifth Third Securities, Inc. and Key Investments Inc. Karen is licensed to sell securities in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
01/27/2022 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
CO
10/30/2013 - 01/07/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
08/11/2008 - 08/14/2013
PROEQUITIES, INC. (BUDA TX)
PA
05/17/2005 - 05/29/2008
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
OH
05/26/1999 - 06/06/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
01/27/1998 - 05/04/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 12/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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