Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Garland is a financial professional with over 15 years of experience in the industry. Karen is currently registered with Paulson Investment Co. LLC and is a Series 7, Series 63, Series 99TO and SIE licensed professional. Previously, Karen worked with AEGIS CAPITAL CORP., INTERNATIONAL ASSETS ADVISORY, LLC, ANDERSON & STRUDWICK, INCORPORATED, J.P. TURNER & COMPANY, L.L.C. and GUNNALLEN FINANCIAL, INC. Karen is active in the financial industry and licensed in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/26/2016 - Present
Paulson Investment Co. LLC (St. Petersburg FL)
FL
06/13/2012 - 07/29/2016
AEGIS CAPITAL CORP. (TAMPA FL)
FL
10/20/2011 - 05/23/2012
INTERNATIONAL ASSETS ADVISORY, LLC (TAMPA FL)
FL
04/21/2010 - 10/20/2011
ANDERSON & STRUDWICK, INCORPORATED (TAMPA FL)
FL
03/30/2010 - 04/21/2010
J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)
FL
10/21/2008 - 03/31/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
BC
Issued 05/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2008
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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