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Karen Ann Feeney

Alps Distributors, Inc.

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About Karen Ann Feeney

Karen Ann Feeney is a financial advisor with over 25 years of experience in the industry. Karen is currently registered with Alps Distributors, Inc. and has previously held positions at several other firms, including ICapital Securities, LLC, NYLIFE Distributors LLC, and UBS Financial Services Inc. Karen holds a variety of licenses and certifications, including Series 3, Series 6, Series 7, Series 24, and Series 63.

Firm Information

Karen Feeney is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Feeney’s Registration & Firm History

NY

05/10/2019 - Present

Alps Distributors, Inc. (NEW YORK NY)

NY

05/18/2017 - 09/17/2018

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NJ

04/15/2015 - 05/10/2017

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

NY

08/23/2013 - 04/17/2015

ALPS DISTRIBUTORS, INC. (RYE BROOK NY)

IL

02/08/2012 - 08/06/2013

DCM BROKERS, LLC (CHICAGO IL)

NY

11/06/2008 - 01/06/2012

KENMAR SECURITIES INC. (NEW YORK NY)

NJ

09/06/2005 - 11/09/2007

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

06/13/2001 - 09/07/2005

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

11/02/1995 - 04/04/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/08/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 09/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2008

Series 3 - National Commodity Futures Examination

BC

Issued 09/12/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Ann Feeney.
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