Unclaimed
Karen Barnes is a financial professional with a strong background in the securities industry. Barnes has experience in operations and holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Barnes is currently registered with Fidelity Distributors Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/29/2024 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 03/29/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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