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Karen Ann Barnes

Fidelity Distributors Co. LLC

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About Karen Ann Barnes

Karen Barnes is a financial professional with a strong background in the securities industry. Barnes has experience in operations and holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Barnes is currently registered with Fidelity Distributors Co. LLC.

Firm Information

Karen Barnes is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Barnes’s Registration & Firm History

RI

03/29/2024 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 03/29/2024

Series 99TO - Operations Professional Examination

BC

Issued 02/28/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Ann Barnes.
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