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Karen Anita Perez

Transamerica Financial Advisors, Inc.

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About Karen Anita Perez

Karen Anita Perez is a financial advisor with Transamerica Financial Advisors, Inc. based in New York, NY. Karen has been in the industry since October 28, 2003 and has held previous positions at Transamerica Financial Advisors, Inc., World Group Securities, Inc., Wachovia Securities, LLC, and First Union Brokerage Services, Inc. Karen holds the Series 6, SIE, and Series 63 licenses. Karen is a registered representative in New York. Karen specializes in investment advisory services for individuals, including portfolio management and selection of other advisors.

Firm Information

Karen Perez is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karen Perez’s Registration & Firm History

NY

05/09/2017 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

12/23/2013 - 12/31/2015

TRANSAMERICA FINANCIAL ADVISORS, INC (NEW YORK NY)

NY

02/03/2009 - 12/05/2011

WORLD GROUP SECURITIES, INC. (NEW ROCHELLE NY)

NY

10/01/2000 - 03/02/2007

WACHOVIA SECURITIES, LLC (YONKERS NY)

NC

07/02/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 07/03/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karen Anita Perez.
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