Unclaimed
Karen Anita Hardie is a licensed securities professional with W&S Brokerage Services, Inc. She is registered to provide investment advice in California, North Carolina, and South Carolina. Karen's primary focus is on providing portfolio management services for individuals and businesses. She is committed to understanding each client's unique financial needs and goals. Her services include selection of other advisors and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
02/28/2023 - Present
W&S Brokerage Services, Inc. (SHELBY NC)
BC
Issued 03/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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