Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Althea Barno is a financial advisor with over 10 years of experience in the financial industry. Karen has a Series 63 license as well as the Series 6 and Series 26 licenses. Karen has worked for Voya Financial Partners, LLC since January 2020. Prior to that, Karen worked for GWFS Equities, INC. in both New Jersey and New York. Karen is registered to conduct business in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/10/2020 - Present
Voya Financial Partners, LLC (New York NY)
NY
11/08/2013 - 11/22/2019
GWFS EQUITIES, INC. (NEW YORK NY)
NJ
11/09/2009 - 11/15/2012
GWFS EQUITIES, INC. (SOMERSET NJ)
BC
Issued 02/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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