Unclaimed
Karen Althaus is an investment advisor representative with Thrivent Advisor Network, LLC. Karen has been in the financial industry since 1991 and has experience in providing investment advisory services to individuals, high net worth individuals, pension and profit-sharing plans, and corporations or other businesses. Karen is also a registered representative with Series 7, 6, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
05/19/2020 - Present
Thrivent Advisor Network, LLC (MINNEAPOLIS MN)
CA
07/16/2020 - 06/05/2024
PURSHE KAPLAN STERLING INVESTMENTS (Ontario CA)
CA
07/01/2002 - 07/16/2020
THRIVENT INVESTMENT MANAGEMENT INC. (ONTARIO CA)
MN
06/21/1991 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 10/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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