Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Bruno is a financial advisor with Pershing LLC. Karen has been in the industry since 1996. Karen is registered in California. She holds a Series 7, 24, 52TO, 63, and 65 licenses. Karen is also licensed as a Registered Principal. Karen is a graduate of the University of Pennsylvania with a degree in Economics. She is a member of the National Association of Personal Financial Advisors. Karen has a strong commitment to providing her clients with personalized financial advice and guidance. She believes in building long-term relationships with her clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/03/2021 - Present
Pershing LLC (San Francisco CA)
CA
04/12/2010 - 04/30/2018
PERSHING LLC (SAN FRANCISCO CA)
PA
02/29/2008 - 04/01/2010
MBSC SECURITIES CORPORATION (MALVERN PA)
PA
12/15/2003 - 03/03/2008
PERSHING LLC (MALVERN PA)
PA
08/29/1997 - 12/15/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
12/05/1996 - 05/01/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
TX
08/11/1995 - 11/08/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 11/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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