Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Akel Johns is a financial advisor with Wells Fargo Clearing Services, LLC. Karen has been in the financial services industry since 1995 and has held registrations with several firms, including NationsBanc Investments, Inc. and Barnett Investments, Inc. Karen is registered with the state of Florida as a registered representative (RA) and has been since 2006. Karen holds several licenses, including Series 66, Series 63, Series 4, Series 31, Series 7, and Series 52. Karen is also registered with the state of Florida as an investment advisor representative (IAR).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2006 - Present
Wells Fargo Clearing Services, LLC (WINTER PARK FL)
MA
04/01/1998 - 03/18/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
08/06/1996 - 04/01/1998
BARNETT INVESTMENTS, INC.
FL
01/22/1992 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 06/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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