Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Umpierre is a financial advisor with Avantax Investment Services, Inc. Karen has been in the industry since 2019 and holds the Series 7TO, Series 63 and SIE licenses. Karen has worked for multiple firms including TIAA-CREF Individual & Institutional Services, LLC and J.P. Morgan Securities LLC. Karen is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/28/2021 - Present
Avantax Investment Services, Inc. (Plano TX)
TX
09/10/2020 - 04/20/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
02/28/2019 - 09/02/2020
J.P. MORGAN SECURITIES LLC (MCKINNEY TX)
BC
Issued 07/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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