Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Hoffman is a financial advisor licensed in six states. Karen has been in the securities industry since April 2011 and has held a Series 6 license since April 2011. Karen is currently employed by Northwestern Mutual Investment Services, LLC. Karen has a branch office located at 3257 Route 9 Ste 1, Saratoga Springs, New York. Karen is registered with FINRA, a self-regulatory organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
04/18/2011 - Present
Northwestern Mutual Investment Services, LLC (SARATOGA SPRGS NY)
BC
Issued 11/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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