Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karell? Claim Your ProfileKarell Diaz is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Karell Diaz has been in the securities industry since December 4, 2019. Karell Diaz holds licenses for securities and investment advisory. Karell Diaz is registered in Illinois and Texas. Karell Diaz has passed the Uniform Combined State Law Examination (Series 66), General Securities Representative Examination (Series 7TO) and Securities Industry Essentials Examination (SIE). Karell Diaz has professional experience with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, University of Holguin, Booking.com, Chase Bank, Unemployed, 211 San Diego, Associated Bank, and Sprint. Karell Diaz is associated with the firm in the following locations: New York, NY and Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/17/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 12/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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