Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karan? Claim Your ProfileKaran Arora is a financial professional with over six years of experience in the industry. Karan is currently registered with Forge Securities LLC and holds several licenses, including Series 7, 79, 24 and 63. Karan has previously worked at FORGE MARKETS LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Karan is registered to provide investment advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/19/2021 - Present
Forge Securities LLC (NEW YORK NY)
CA
09/20/2018 - 08/19/2021
FORGE MARKETS LLC (San Francisco CA)
NY
08/15/2016 - 08/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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