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Karan Kapoor

Cantor Fitzgerald & Co.

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About Karan Kapoor

Karan Kapoor is a financial professional with over 11 years of experience in the industry. Karan has held positions at several prominent firms, including Kroll Securities LLC, Fallbrook Capital Securities Corp., UBS Securities LLC, Stifel, Nicolaus & Company, Incorporated, Duff & Phelps Securities LLC, and PageMill Partners, LLC. Karan currently holds Series 7, Series 63, Series 79 and SIE licenses and is registered in California. Karan's primary affiliation is with Cantor Fitzgerald & Co.

Firm Information

Karan Kapoor is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karan Kapoor’s Registration & Firm History

CA

01/22/2024 - Present

Cantor Fitzgerald & Co. (San Francisco CA)

CA

06/25/2019 - 01/19/2024

KROLL SECURITIES LLC (LOS ANGELES CA)

CA

03/29/2018 - 06/13/2019

FALLBROOK CAPITAL SECURITIES CORP. (CALABASAS CA)

CA

04/27/2016 - 10/20/2017

UBS SECURITIES LLC (SAN FRANCISCO CA)

CA

10/23/2013 - 04/08/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

CA

02/02/2012 - 10/21/2013

DUFF & PHELPS SECURITIES LLC (EAST PALO ALTO CA)

CA

12/08/2011 - 10/21/2013

PAGEMILL PARTNERS, LLC (EAST PALO ALTO CA)

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Licenses & Designations

BC

Issued 01/07/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karan Kapoor.
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