Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karamvir? Claim Your ProfileKaramvir Gosal is a securities professional with over 15 years of experience in the financial industry. Karamvir is currently registered with Finalis Securities LLC in New York, NY. Karamvir has held previous roles with M&A Securities Group, Inc., Jefferies & Company, Inc., Credit Suisse Securities (USA) LLC and Putnam Lovell NBF Securities Inc. Karamvir holds Series 7, 24, 63 and SIE licenses. Karamvir is registered with the states of New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2024 - Present
Finalis Securities LLC (New York NY)
NY
03/28/2012 - 05/31/2019
M&A SECURITIES GROUP, INC. (NEW YORK NY)
NY
09/04/2008 - 05/04/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
07/17/2007 - 08/27/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/12/2002 - 07/18/2007
PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)
BC
Issued 02/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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