Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karalyn? Claim Your ProfileKaralyn Jayne Carlton is a registered representative at Independent Financial Group, LLC and has been in the industry since February 2003. Karalyn Jayne Carlton is also a licensed insurance agent. Carlton is a registered representative in Arizona, California, Colorado, District of Columbia, Idaho, Maryland, Minnesota, Nevada, Oregon, Vermont, Virginia and Washington. Carlton has a Series 7, Series 66 and SIE license and is also a licensed insurance agent. Karalyn Jayne Carlton's previous firms include CETERA ADVISORS LLC and PACIFIC WEST SECURITIES, INC.. Independent Financial Group, LLC is based in San Diego, California and has approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/23/2018 - Present
Independent Financial Group, LLC (Seattle WA)
WA
02/28/2012 - 02/26/2018
CETERA ADVISORS LLC (SEATTLE WA)
WA
02/13/2003 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (RENTON WA)
BOTH
Issued 05/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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